Updating Results

ASX

  • 500 - 1,000 employees

Graduate Adviser - Listing Compliance

Sydney
Working closely with and supporting ASX Listings. Compliance Advisers to protect the integrity and reputation of ASX markets.

Opportunity details

Opportunity Type
Graduate Job
Number of Vacancies
1
Start Date
ASAP

Application dates

Applications Open
22 Mar 2021
Applications Close
7 Apr 2021

Minimum requirements

Minimum Prior Qualification
Bachelor
Accepting International Applications
No
Qualifications Accepted
B
Accounting
Commerce
Finance
Actuarial Studies
Business
Business Administration
International Business
Management
Office Studies
Project Management
Event Management
Economics
Human Resources
L
Justice & Law Enforcement
Commercial Law
Constitutional Law
Criminal Law
Family Law
International Law
Tax Law
Legal Studies

What you will do:

Work closely with and assist ASX Listings Compliance Advisers in the supervision of listed entities, and protect the
integrity and reputation of the ASX market by.

  • Assisting in reviewing periodic filings made by listed entities for compliance with the Listing Rules
  • Reviewing corporate governance statements made by listed entities for compliance with the Listing Rules
  • Assisting in the preparation of standard waiver applications by listed entities for conformity with ASX policy
  • Assisting in conducting any ad hoc or periodic reviews with particular Listing Rule requirements
  • Assisting in investigating any allegations or complaints of non-compliance by listed entities
  • Supporting Listings Advisers in responding promptly and in a helpful and courteous manner to Listing Rule enquiries by listed entities and their advisers
  • Supporting Listings Advisers in their dealings with listed entities and their advisers from time to time to develop a relationship with them and to assist them with their compliance needs in relation to the Listing Rules
  • Develop a good knowledge of the Listing Rules and their application
  • Develop a good understanding of the role of equity markets, including capital raisings, mergers and acquisitions, corporate restructures and other corporate activities.

What you have done:

  • A tertiary qualification in law. Candidates will also be able to demonstrate strong analytical and written skills, communication competencies and professionalism required of the role
  • Relevant industry or professional experience

And if you've got some of this, even better:

  • Good oral / written communication skills
  • Good analytical and problem solving skills
  • Good negotiating and influencing skills
  • Good presentation skills

What you need to enjoy and be good at for this role:

  • Willingness to learn about the operation of the securities market
  • Willingness to research and undertake key support functions
  • Able to work effectively and co-operatively in a team environment
  • Able to command respect from peers, managers and internal and external stakeholders
  • Able to manage the pressure of urgent matters and competing priorities
  • Able to manage difficult conversations with listed entities and their advisers regarding non-compliance with the Listing Rules
  • An enquiring mind and the determination to push back when information or explanations provided by listed entities appear inadequate
  • Unquestionable integrity
  • Objectivity and fairness
  • An eye for detail and a concern for quality